Investor and industry perspectives on investment advisers and broker-dealers

Investor and industry perspectives on investment advisers and broker-dealers / Angela K. Hung ... [et al.].

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Superior document:Technical report ; TR-556-SEC
:
LRN-RAND Center for Corporate Ethics, Law, and Governance.
TeilnehmendeR:
Hung, Angela A.
LRN-RAND Center for Corporate Ethics, Law, and Governance.
ProQuest (Firm)
Year of Publication:2008
Language:English
Series:Technical report (Rand Corporation) ; TR-556-SEC.
Online Access:
Physical Description:xxiii, 204 p. :; ill. (some col.).
Notes:"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
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id 500357898
ctrlnum (MiAaPQ)500357898
(Au-PeEL)EBL357898
(CaPaEBR)ebr10235200
(OCoLC)437222313
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record_format marc
spelling Investor and industry perspectives on investment advisers and broker-dealers [electronic resource] / Angela K. Hung ... [et al.].
Santa Monica, CA : Rand, c2008.
xxiii, 204 p. : ill. (some col.).
Technical report ; TR-556-SEC
"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
Includes bibliographical references (p. 199-204).
Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding.
Electronic reproduction. Ann Arbor, MI : ProQuest, 2015. Available via World Wide Web. Access may be limited to ProQuest affiliated libraries.
Securities United States.
Securities industry Law and legislation United States.
Investment advisors Legal status, laws, etc. United States.
Stockbrokers Legal status, laws, etc. United States.
Electronic books.
Hung, Angela A.
LRN-RAND Center for Corporate Ethics, Law, and Governance.
ProQuest (Firm)
Technical report (Rand Corporation) ; TR-556-SEC.
https://ebookcentral.proquest.com/lib/oeawat/detail.action?docID=357898 Click to View
language English
format Electronic
eBook
author2 Hung, Angela A.
LRN-RAND Center for Corporate Ethics, Law, and Governance.
ProQuest (Firm)
author_facet Hung, Angela A.
LRN-RAND Center for Corporate Ethics, Law, and Governance.
ProQuest (Firm)
LRN-RAND Center for Corporate Ethics, Law, and Governance.
ProQuest (Firm)
author2_variant a a h aa aah
author2_role TeilnehmendeR
TeilnehmendeR
TeilnehmendeR
author_corporate LRN-RAND Center for Corporate Ethics, Law, and Governance.
ProQuest (Firm)
author_sort Hung, Angela A.
title Investor and industry perspectives on investment advisers and broker-dealers
spellingShingle Investor and industry perspectives on investment advisers and broker-dealers
Technical report ;
Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding.
title_full Investor and industry perspectives on investment advisers and broker-dealers [electronic resource] / Angela K. Hung ... [et al.].
title_fullStr Investor and industry perspectives on investment advisers and broker-dealers [electronic resource] / Angela K. Hung ... [et al.].
title_full_unstemmed Investor and industry perspectives on investment advisers and broker-dealers [electronic resource] / Angela K. Hung ... [et al.].
title_auth Investor and industry perspectives on investment advisers and broker-dealers
title_new Investor and industry perspectives on investment advisers and broker-dealers
title_sort investor and industry perspectives on investment advisers and broker-dealers
series Technical report ;
series2 Technical report ;
publisher Rand,
publishDate 2008
physical xxiii, 204 p. : ill. (some col.).
contents Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding.
callnumber-first K - Law
callnumber-subject KF - United States
callnumber-label KF1070
callnumber-sort KF 41070 I58 42008
genre Electronic books.
genre_facet Electronic books.
geographic_facet United States.
url https://ebookcentral.proquest.com/lib/oeawat/detail.action?docID=357898
illustrated Illustrated
dewey-hundreds 300 - Social sciences
dewey-tens 340 - Law
dewey-ones 346 - Private law
dewey-full 346.73/0922
dewey-sort 3346.73 3922
dewey-raw 346.73/0922
dewey-search 346.73/0922
oclc_num 437222313
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hierarchy_parent_title Technical report ; TR-556-SEC
hierarchy_sequence TR-556-SEC.
is_hierarchy_title Investor and industry perspectives on investment advisers and broker-dealers
container_title Technical report ; TR-556-SEC
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