Boston Institute of Finance mutual fund advisor course : series 6 and series 63 test preparation.
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| Year of Publication: | 2005 |
| Language: | English |
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| Physical Description: | ix, 194 p. |
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Table of Contents:
- Investment securities
- Securities markets
- Open-end investment companies
- Regulation of investment companies
- Variable annuities and retirement plans
- NASD rules and regulations
- Federal and state regulations.